COMPANY OVERVIEW
Our client of Japanese asset managers which provides an assortment of financial solutions and manages a broad spectrum of financial products across its global branches is looking for a FORMAT Analyst.
RESPONSIBILITIES
Primarily responsible for monitoring regulations. Works with risk owners to ensure that GMU complies with all required regulations. Assists with creating regulatory compliance frameworks for GMU.
Responsible for legal documentation, procedure manuals updates, FRB / NYSDFS examinations, compliance testing, and audits as needed.
Ensures BSA/AML compliance. Performs KYC process and conducts account opening, monitoring and closing processes for GMU customers/ counterparties.
Performs transactions / counterparties review and prepares monthly reports. Monitor credit line compliance.
Performs operational risk management, as well as development and improvement of internal controls.
May liaise with Head Office.
Performs other duties and responsibilities as assigned by management.
REQUIREMENTS
Bachelor’s degree or equivalent, in finance, economics, data processing and programming with 5+ years of related experience
Advanced in Microsoft 365 (Excel, Word, and Outlook).. Good knowledge of Visual Basic Application, Access, and Power Point preferred.
Knowledge of FX, Derivatives, and other capital market products and services, preferred.
Knowledge of ISDA and CSA, preferred.
Prior work experience in a financial institution, preferred.
SALARY & Benefits
USD $120,000 - $140,000 DOE and discretionally bonus
OTHERS
Work location: New York, NY (Midtown area) *Will require a hybrid work schedule of at least 3 days in office per week.
We sincerely apologize, but due to a high volume of applicants, only those who successfully pass the initial screening will be contacted. We truly appreciate your understanding.
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