POSITION SUMMARY
A U.S. branch of a Japanese asset management firm is seeking a Risk Officer to internalize risk management functions that were previously handled by the headquarters. This position plays a key role in leading the development and implementation of a local risk management framework, with a primary focus on investment risk management and additional responsibilities in operational risk across the organization.
The ideal candidate will leverage advanced expertise in risk management and hands-on experience in middle and back-office operations. Working closely with the investment team, executive leadership, and the parent company, the Risk Officer will help establish and maintain a globally aligned risk management structure. This is a strategic and practical role that contributes directly to the growth and stability of the U.S. operations.
RESPONSIBILITIES
Risk Management
Develop and implement risk management policies and procedures
Identify, assess, monitor, and report investment risks
Align with the parent company’s risk policies and apply them effectively
Prepare and submit risk assessment reports to senior management
Propose and implement risk mitigation strategies
Middle and Back Office Operations
Handle trade processing, settlement, reconciliation, reporting, and corporate actions
Oversee daily operations of investment trusts and funds
Manage relationships with custodians, counterparties, and service providers
Respond to audits and ensure regulatory compliance
Analyze investment performance and provide improvement recommendations
Maintain and update operational data for funds
Support the launch of new funds/portfolios
Communication
Report to executive leadership and the parent company
Collaborate with local staff, including the Chief Compliance Officer
Liaise with external partners, auditors, and regulatory authorities
QUALIFICATIONS
Bachelor’s degree or higher in finance, accounting, economics, business, or related field
Minimum 3 years of experience in risk management
Business-level fluency in both Japanese and English
PREFERRED QUALIFICATIONS /SKILLS
Experience in middle/back office operations in asset management
Certifications such as CFA or FRM
Proficiency in Excel, VBA, SQL
High ethical standards and strong compliance awareness
Self-starter with strong teamwork skills
LOCATION Manhattan, New York
SALARY USD 80,000-120,000 (commensurate with experience and skills)
BENEFITS Medical, Dental, Vision, Vacation and others
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